DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Seascape Capital Management,LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laurie Barrett | Prentiss Smith & Company, Inc. independent RIA | Seascape Capital Management,LLC independent RIA | RIA to RIA | Mar 21, 2019 | Mar 18, 2021 (728 d) |
| Christian Leigh Sullivan | Advice And Planning Services BD affiliated | Seascape Capital Management,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2018 | May 23, 2018 |
| Andrew Mark Litzerman | Citigroup Global Markets Inc. other | Seascape Capital Management,LLC other | Other | Sep 3, 2014 | Oct 8, 2015 (400 d) |
| Monica Ann Mccarthy | Th&T Private Asset Management, LLC unclassified | Seascape Capital Management,LLC other | Other | Mar 31, 2005 | Apr 11, 2005 |
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4 moves match.