DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cfci
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Curtis Lee Vandenberg | Nordberg & Vandenberg, Inc. other | Cfci independent RIA | Other | Mar 8, 2022 | Nov 5, 2021 |
| Eric Garrard Nordberg | Nordberg & Vandenberg, Inc. other | Cfci independent RIA | Other | Mar 8, 2022 | Nov 8, 2021 |
| David Earl Mcgill | Spc BD affiliated | Cfci other | Other | Aug 31, 2020 | Sep 22, 2009 |
| Douglas B. Hughes | Spc other | Cfci other | Other | May 28, 2013 | Jun 18, 2004 |
| Daniel Lee Hays | Spc other | Cfci other | Other | May 6, 2013 | Jan 25, 2005 |
| David Keith Hays | Spc other | Cfci other | Other | Apr 9, 2013 | Oct 22, 2003 |
| Rodney Lee Holloway | Spc other | Cfci other | Other | Dec 31, 2005 | Jun 18, 2004 |
| Scott Wayne Clampitt | Spc other | Cfci other | Other | Dec 31, 2004 | Mar 21, 2005 (80 d) |
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8 moves match.