DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mollot & Hardy, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Salas Castro | Osaic Wealth, Inc. BD affiliated | Mollot & Hardy, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2024 | Jan 11, 2024 |
| Sanford Garry Seide | Fsc Securities Corporation BD affiliated | Mollot & Hardy, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | May 17, 2023 |
| Bryan Salas Castro | Fsc Securities Corporation BD affiliated | Mollot & Hardy, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | May 17, 2023 |
| Alan Richard Mollot | Fsc Securities Corporation BD affiliated | Mollot & Hardy, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | May 17, 2023 |
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4 moves match.