DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pegaesus Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carolyn Butler Howard | LPL Financial LLC other | Pegaesus Advisors, Inc. no RAUM | Other | Feb 7, 2014 | Jan 12, 2012 |
| Andrew Thomas Nigrelli | Northeast Planning Associates, Inc. other | Pegaesus Advisors, Inc. no RAUM | Other | Dec 12, 2011 | Jan 12, 2012 (31 d) |
| John Casimir Slupski | Wingate Planning Corp no RAUM | Pegaesus Advisors, Inc. no RAUM | Other | Mar 12, 2009 | Mar 25, 2009 |
| Carolyn Butler Howard | Lexington Advisors unclassified | Pegaesus Advisors, Inc. no RAUM | Other | Oct 24, 2003 | Oct 8, 2003 |
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4 moves match.