DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Greenberg Graham Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Kenneth Weber | H. Beck, Inc. BD affiliated | Greenberg Graham Advisors LLC other | Other | Apr 1, 2021 | Oct 20, 2011 |
| Paul David Barlow | LPL Financial LLC other | Greenberg Graham Advisors LLC other | Other | Oct 9, 2014 | Nov 4, 2014 |
| Mindy Beth Tankel | Provizio Global Advisors, Inc. no RAUM | Greenberg Graham Advisors LLC other | Other | Mar 25, 2013 | Aug 16, 2013 (144 d) |
| Simon Street Reeves | Adaptive Wealth Engineering other | Greenberg Graham Advisors LLC other | Other | Aug 6, 2010 | Apr 26, 2010 |
| Douglas Anthony Jankowski | Lwi Financial Inc. other | Greenberg Graham Advisors LLC other | Other | Feb 5, 2007 | Mar 9, 2016 (3320 d) |
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5 moves match.