DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thompson Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Thomas Evans | Nakoma Capital Management, LLC other | Thompson Investment Management, Inc. mixed wealth | Other | Jan 27, 2005 | Mar 5, 2024 (6977 d) |
| Thomas Francis Dunn | Wisconsin Capital Management, LLC other | Thompson Investment Management, Inc. other | Other | Jan 9, 2004 | Jan 12, 2004 |
| Jason Lee Stephens | Wisconsin Capital Management, LLC other | Thompson Investment Management, Inc. mixed wealth | Other | Jan 9, 2004 | Apr 2, 2025 (7754 d) |
| John Walter Thompson | Wisconsin Capital Management, LLC other | Thompson Investment Management, Inc. other | Other | Jan 7, 2004 | Jan 12, 2004 |
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4 moves match.