DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 4wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Joseph NickumRetirement Income Management, Inc. unclassified4wealth Advisors, Inc. independent RIAOtherDec 31, 2024Jun 29, 2023
William James TaskerRetirement Income Management, Inc. unclassified4wealth Advisors, Inc. independent RIAOtherDec 31, 2024Sep 27, 2021
Jason Michael PoschingerCetera Investment Advisers LLC BD affiliated4wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2024Jan 7, 2026 (622 d)
Peter James SteigerwaldRetirement Income Management, Inc. unclassified4wealth Advisors, Inc. independent RIAOtherMar 28, 2023Jan 4, 2022
Terrence Michael HeafeyIpi Wealth Management, Inc. other4wealth Advisors, Inc. independent RIAOtherAug 1, 2017Jul 31, 2017
Ryan F KavoisIpi Wealth Management, Inc. other4wealth Advisors, Inc. independent RIAOtherAug 1, 2017Jul 31, 2017
Christopher Charles GonzalesIpi Wealth Management, Inc. other4wealth Advisors, Inc. independent RIAOtherAug 1, 2017Jul 31, 2017
Peter Dominic RecchiaOsaic Wealth, Inc. other4wealth Advisors, Inc. independent RIAOtherSep 16, 2013Apr 30, 2004
Rita Diana BunchOsaic Wealth, Inc. other4wealth Advisors, Inc. independent RIAOtherSep 13, 2013Apr 30, 2004
Hally Maria DunnOsaic Wealth, Inc. other4wealth Advisors, Inc. independent RIAOtherSep 13, 2013Feb 25, 2005
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10 moves match.