DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at North Shore Private Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Francis Saran | Neuberger Berman Bd LLC no RAUM | North Shore Private Asset Management, LLC independent RIA | Other | Jul 18, 2018 | Apr 24, 2023 (1741 d) |
| William Newton Gregg | Great Lakes Advisors, LLC other | North Shore Private Asset Management, LLC other | Other | Aug 6, 2015 | Jul 8, 2016 (337 d) |
| Mark Francis Saran | Raymond James & Associates, Inc. national BD | North Shore Private Asset Management, LLC other | Other | Oct 1, 2014 | Apr 8, 2015 (189 d) |
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3 moves match.