DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Geneva Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Eugene Rowe | Stonex Advisors Inc. other | Geneva Partners, LLC other | Other | Jun 23, 2017 | Jun 20, 2017 |
| Loren Terry Cook | Stonex Advisors Inc. other | Geneva Partners, LLC other | Other | Jul 5, 2016 | Jun 24, 2016 |
| Scott Gregory Farrow | Stonex Advisors Inc. other | Geneva Partners, LLC other | Other | Jul 5, 2016 | Jun 24, 2016 |
| Mark Stephan Mccurry | Stonex Advisors Inc. other | Geneva Partners, LLC other | Other | May 5, 2016 | May 18, 2016 |
| Steven Perry Schwefel | Sterne Agee Investment Advisor Services, Inc. other | Geneva Partners, LLC other | Other | Jan 30, 2015 | Apr 8, 2010 |
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5 moves match.