DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rock Point Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy A Humphrey | Barclays Capital Inc. other | Rock Point Advisors, LLC other | Other | Mar 11, 2015 | Mar 13, 2015 |
| Jason James Frank | Morgan Stanley wirehouse | Rock Point Advisors, LLC other | Other | Jul 9, 2013 | Jul 10, 2013 |
| Michael Leighton Huffman | Fraser Management Associates, Inc. unclassified | Rock Point Advisors, LLC other | Other | Jul 1, 2004 | Jan 28, 2005 (211 d) |
| Todd Alan Wulfson | Fraser Management Associates, Inc. unclassified | Rock Point Advisors, LLC other | Other | Jul 1, 2004 | May 28, 2004 |
| Matthew Perry Wootten | Morgan Stanley Dw Inc. unclassified | Rock Point Advisors, LLC other | Other | Jan 31, 2003 | Jun 18, 2004 (504 d) |
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5 moves match.