DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Lynn Herman | LPL Financial LLC other | Wealth Management Services, LLC state registered | Other | Nov 11, 2016 | Sep 28, 2010 |
| Timothy Paul Lata | Securities America Advisors, Inc. other | Wealth Management Services, LLC state registered | Other | Jun 24, 2016 | Dec 13, 2016 (172 d) |
| Julie Neff Keating | Tfg Advisors other | Wealth Management Services, LLC state registered | Other | Apr 14, 2015 | Mar 31, 2016 (352 d) |
| Kelly Lynn Higgins | LPL Financial LLC other | Wealth Management Services, LLC state registered | Other | Dec 31, 2014 | Sep 28, 2010 |
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4 moves match.