DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

T•• A•••••••

Former SEC-registered adviserAuburn Hills, MichiganCRD 112123SEC 801-48171IAPD
Legal name T•• A•••••••• I•••
Latest filing Mar 16, 2017
First filing on the tape Dec 5, 2011 · 13 filings
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$210M as of Mar 16, 2017
Feb 13, 2012$143M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 16, 2017
Feb 13, 20120 then
Employees (5.A)5 as of Mar 16, 2017
Mar 14, 20133 then
Private funds: no history
RAUM +4.9% over the last fiscal year+5.2% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 16, 2017; every figure names its basis
RAUM per advisor
$52.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$182,701derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+4.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,148reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • R•••••• T•••••• J••• · President/Chief Compliance Officercontrol
      since 06/1996 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Ann Arbor, MI
    What changed
    consecutive filings, newest first
    • Accounts · 1,227 to 1,148
      Jul 14, 2016 to Mar 16, 2017
    • Financial planning clients · 11-25 to 26-50
      Jul 14, 2016 to Mar 16, 2017
    • Discretionary RAUM · $195M to $210M
      Jul 14, 2016 to Mar 16, 2017
    • Non-discretionary RAUM · $4.6M to $0
      Jul 14, 2016 to Mar 16, 2017
    • RAUM · $200M to $210M
      Jul 14, 2016 to Mar 16, 2017
    • Accounts · 1,089 to 1,227
      Feb 9, 2016 to Mar 10, 2016
    • Advisory employees · 3 to 4
      Feb 9, 2016 to Mar 10, 2016
    • State-registered IARs · 3 to 4
      Feb 9, 2016 to Mar 10, 2016
    • Discretionary RAUM · $198M to $195M
      Feb 9, 2016 to Mar 10, 2016
    • Non-discretionary RAUM · $4.6M to $4.6M
      Feb 9, 2016 to Mar 10, 2016
    • RAUM · $202M to $200M
      Feb 9, 2016 to Mar 10, 2016
    • Accounts · 1,013 to 1,089
      Dec 22, 2014 to Mar 5, 2015
    • Employees · 3 to 5
      Dec 22, 2014 to Mar 5, 2015
    • Discretionary RAUM · $178M to $198M
      Dec 22, 2014 to Mar 5, 2015
    • Non-discretionary RAUM · $2.3M to $4.6M
      Dec 22, 2014 to Mar 5, 2015
    • RAUM · $180M to $202M
      Dec 22, 2014 to Mar 5, 2015
    • Accounts · 1,034 to 1,013
      Mar 14, 2013 to Mar 5, 2014
    • Discretionary RAUM · $149M to $178M
      Mar 14, 2013 to Mar 5, 2014
    • Non-discretionary RAUM · $2.0M to $2.3M
      Mar 14, 2013 to Mar 5, 2014
    • RAUM · $151M to $180M
      Mar 14, 2013 to Mar 5, 2014
    • Accounts · 1,070 to 1,034
      Feb 13, 2012 to Mar 14, 2013
    • Advisory employees · unset to 3.0
      Feb 13, 2012 to Mar 14, 2013
    • Employees · unset to 3.0
      Feb 13, 2012 to Mar 14, 2013
    • Financial planning clients · 26-50 to 11-25
      Feb 13, 2012 to Mar 14, 2013
    • State-registered IARs · 0 to 3
      Feb 13, 2012 to Mar 14, 2013
    • Discretionary RAUM · $125M to $149M
      Feb 13, 2012 to Mar 14, 2013
    • Non-discretionary RAUM · $17.4M to $2.0M
      Feb 13, 2012 to Mar 14, 2013
    • RAUM · $143M to $151M
      Feb 13, 2012 to Mar 14, 2013
    • Accounts · 872 to 1,070
      Dec 5, 2011 to Feb 13, 2012
    • Advisory activities · 4 to 3
      Dec 5, 2011 to Feb 13, 2012
    • Insurance-licensed employees · unset to 0.0
      Dec 5, 2011 to Feb 13, 2012
    • Discretionary RAUM · $84.5M to $125M
      Dec 5, 2011 to Feb 13, 2012
    • Non-discretionary RAUM · $17.3M to $17.4M
      Dec 5, 2011 to Feb 13, 2012
    • RAUM · $102M to $143M
      Dec 5, 2011 to Feb 13, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026