DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Firstrust Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joseph Allon | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Sep 8, 2004 |
| Adam Todd Sherman | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Aug 23, 2004 |
| David Fleisher II | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Sep 3, 2004 |
| Andrew Hunt Mcilhenny | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Aug 23, 2004 |
| Eric Markowitz | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Sep 8, 2004 |
| Brian Patrick Wells | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Sep 9, 2004 |
| Gerald Edward O'Connor | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | May 22, 2007 |
| Christopher John Reilly | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Sep 8, 2004 |
| Brian Cooper Smith | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Dec 4, 2006 |
| Stephen Kenneth Goldberg | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Aug 23, 2004 |
| Paul Allen Markowich | Equitable Advisors, LLC national BD | Firstrust Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2011 | Apr 26, 2005 |
| Jerel Keith Ruttenberg | Banc Of America Investment Services, Inc. unclassified | Firstrust Financial Advisors state registered | Other | Jan 10, 2005 | Feb 4, 2005 |
| Jeffrey Ditalia | Progress Financial Advisors unclassified | Firstrust Financial Advisors state registered | Other | Dec 17, 2004 | Sep 8, 2004 |
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13 moves match.