DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paladin Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan Lynn Prochniak | Next Financial Group, Inc. other | Paladin Partners independent RIA | Other | Dec 14, 2009 | May 27, 2020 (3817 d) |
| William Michael Baxter | Next Financial Group, Inc. other | Paladin Partners independent RIA | Other | Sep 14, 2009 | May 26, 2020 (3907 d) |
| Mark Alan Ziety | Next Financial Group, Inc. other | Paladin Partners independent RIA | Other | Sep 14, 2009 | Aug 25, 2009 |
| William Michael Baxter | Wells Fargo Advisors wirehouse | Paladin Partners independent RIA | Wirehouse to independent RIA | Mar 17, 2005 | Aug 30, 2004 |
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4 moves match.