DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gold Medal Waters, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Lawrence Day | Diversified Asset Management, Inc. other | Gold Medal Waters, Inc. independent RIA | Other | Nov 8, 2016 | Sep 29, 2017 (325 d) |
| Maryan Kaplan Jaross | Front Range Financial Planning unclassified | Gold Medal Waters, Inc. independent RIA | Other | Dec 31, 2006 | Sep 8, 2008 (617 d) |
| Matthew Joseph Kelley | A. G. Edwards & Sons, Inc. unclassified | Gold Medal Waters, Inc. independent RIA | Other | Aug 19, 2004 | Aug 13, 2004 |
Page 1 of 1
3 moves match.