DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••• M•••• W•••••• I•••

Independent wealth managerCRD 132294SEC 801-113866websiteIAPD
Latest filing Jan 23, 2026
First filing on the tape Jul 19, 2018 · 22 filings
SEC status approved since Aug 20, 2018
RAUM
$286M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$279M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$95.2M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$286M as of Jan 23, 2026
Mar 25, 2019$103M then
HNW client RAUM$264M as of Jan 23, 2026
Mar 25, 2019$61.9M then
State-registered IARs (5.B.3)3 as of Jan 23, 2026
Mar 25, 20198 then
Employees (5.A)5 as of Jan 23, 2026
Mar 25, 20199 then
Private funds: no history
RAUM +15% over the last fiscal year+23% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$95.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$428,888derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$964,573, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$264M92%
  • Individuals$14.9M5.2%
  • Pension and profit-sharing plans$6.2M2.2%
  • Corporations and businesses$609,2660.2%
Individual clients
49reported
HNW clients
89reported
Pension plan clients
7reported
Charitable clients
n/areported
Accounts
666reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$964,573 for 5 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• J••••• K•••••Certified Financial PlannerBoulder, CoAug 13, 200424 y1
M••••• K••••• J•••••Boulder, Co Sep 8, 200823 y2
D•••• L••••••• D••Certified Financial PlannerBoulder, Co Sep 29, 201711 y1
Advisor movement
0 left, 0 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K•••••• M••••••• J••••• · Member, Cco, Owner And Presidentcontrol
    since 06/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Boulder, Co300
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 636 to 666
    Oct 2, 2025 to Jan 23, 2026
  • HNW clients · 92 to 89
    Oct 2, 2025 to Jan 23, 2026
  • Individual clients · 46 to 49
    Oct 2, 2025 to Jan 23, 2026
  • Pension plan clients · 9 to 7
    Oct 2, 2025 to Jan 23, 2026
  • Discretionary RAUM · $240M to $279M
    Oct 2, 2025 to Jan 23, 2026
  • HNW RAUM · $226M to $264M
    Oct 2, 2025 to Jan 23, 2026
  • Individual RAUM · $14.1M to $14.9M
    Oct 2, 2025 to Jan 23, 2026
  • Non-discretionary RAUM · $7.7M to $6.2M
    Oct 2, 2025 to Jan 23, 2026
  • Pension RAUM · $7.7M to $6.2M
    Oct 2, 2025 to Jan 23, 2026
  • RAUM · $248M to $286M
    Oct 2, 2025 to Jan 23, 2026
  • Accounts · 547 to 636
    Mar 18, 2024 to Apr 24, 2025
  • Advisory employees · 6 to 3
    Mar 18, 2024 to Apr 24, 2025
  • HNW clients · 13 to 92
    Mar 18, 2024 to Apr 24, 2025
  • Individual clients · 118 to 46
    Mar 18, 2024 to Apr 24, 2025
  • Pension plan clients · 11 to 9
    Mar 18, 2024 to Apr 24, 2025
  • Employees · 7 to 5
    Mar 18, 2024 to Apr 24, 2025
  • Financial planning clients · 101-250 to 101-250
    Mar 18, 2024 to Apr 24, 2025
  • HQ city · unset to
    Mar 18, 2024 to Apr 24, 2025
  • HQ state · unset to
    Mar 18, 2024 to Apr 24, 2025
  • State-registered IARs · 6 to 3
    Mar 18, 2024 to Apr 24, 2025
  • Other offices · 7 to 0
    Mar 18, 2024 to Apr 24, 2025
  • Discretionary RAUM · $186M to $240M
    Mar 18, 2024 to Apr 24, 2025
  • HNW RAUM · $62.1M to $226M
    Mar 18, 2024 to Apr 24, 2025
  • Individual RAUM · $121M to $14.1M
    Mar 18, 2024 to Apr 24, 2025
  • Non-discretionary RAUM · $7.9M to $7.7M
    Mar 18, 2024 to Apr 24, 2025
  • Pension RAUM · $10.1M to $7.7M
    Mar 18, 2024 to Apr 24, 2025
  • RAUM · $194M to $248M
    Mar 18, 2024 to Apr 24, 2025
  • Accounts · 571 to 547
    Jan 24, 2024 to Mar 18, 2024
  • HNW clients · 43 to 13
    Jan 24, 2024 to Mar 18, 2024
  • Individual clients · 88 to 118
    Jan 24, 2024 to Mar 18, 2024
  • Pension plan clients · 9 to 11
    Jan 24, 2024 to Mar 18, 2024
  • Assets in custody · $11.0M to $964,573
    Jan 24, 2024 to Mar 18, 2024
  • Discretionary RAUM · $149M to $186M
    Jan 24, 2024 to Mar 18, 2024
  • HNW RAUM · $114M to $62.1M
    Jan 24, 2024 to Mar 18, 2024
  • Individual RAUM · $34.4M to $121M
    Jan 24, 2024 to Mar 18, 2024
  • Non-discretionary RAUM · $6.3M to $7.9M
    Jan 24, 2024 to Mar 18, 2024
  • Pension RAUM · $6.3M to $10.1M
    Jan 24, 2024 to Mar 18, 2024
  • RAUM · $155M to $194M
    Jan 24, 2024 to Mar 18, 2024
  • Accounts · 542 to 571
    Nov 10, 2022 to Mar 28, 2023
  • Advisory employees · 7 to 6
    Nov 10, 2022 to Mar 28, 2023
Signals
4 dated events
  • G••• M•••• W•••••• I••• reported 0 offices beyond its principal office, down from 7 (2024-03-18 to 2025-04-24)
    Apr 24, 2025 · Office count change · derived
  • D•••• H•••••• B•••• left G••• M•••• W•••••• I••• for C•••• S•••• P••••••• • W••••• (registered 2024-08-31)
    May 1, 2024 · Advisor changed firm · fact
  • T• A•••••• B•••••••• left G••• M•••• W•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-03-15)
    Mar 16, 2023 · Advisor changed firm · fact
  • G••• M•••• W•••••• I••• filed its initial SEC registration (Form ADV)
    Jul 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
720-887-1299reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/gold-medal-watersreportedpublic record, Form ADV, Sep 18, 2026
Website
goldmedalwaters.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
720 887-1299reportedpublic record, Form ADV, Jan 23, 2026
Contact form
goldmedalwaters.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
goldmedalwaters.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$95.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026