DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chatterton & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arrash Bruce Zare | LPL Financial LLC independent RIA | Chatterton & Associates independent RIA | RIA to RIA | Jun 6, 2022 | Jun 3, 2022 |
| Bradley Michael Griffiths | Securian Financial Services, Inc. BD affiliated | Chatterton & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Mar 2, 2021 (561 d) |
| Robert D. Chatterton | Regal Advisory Services, Inc. other | Chatterton & Associates other | Other | Oct 22, 2004 | Aug 9, 2004 |
| Kyle Patrick Schneider | Regal Advisory Services, Inc. other | Chatterton & Associates other | Other | Oct 22, 2004 | Aug 20, 2004 |
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4 moves match.