DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Madison Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary Robert SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 7, 2021
Jon E. SchlueterOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. otherOtherAug 5, 2021Jan 31, 2018
Michael James LutonOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 11, 2021
Andrew Joseph FedericoOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021May 11, 2021
Andrew Michael SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 9, 2021
Benjamin David SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 9, 2021
Jeffrey Michael SultanOsaic Wealth, Inc. otherMadison Advisory Services, Inc. otherOtherMar 7, 2017Jul 13, 2015
Adam Benjamin KalenderVoya Financial Advisors, Inc. otherMadison Advisory Services, Inc. otherOtherDec 1, 2003Jun 5, 2014 (3839 d)
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8 moves match.