DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capsouth Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Joseph Ramsey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capsouth Wealth Management mixed wealth | Wirehouse to independent RIA | Oct 26, 2021 | Nov 7, 2021 |
| Christopher Kevin Kelly | LPL Financial LLC other | Capsouth Wealth Management mixed wealth | Other | Nov 16, 2015 | Oct 17, 2025 (3623 d) |
| George Collins Mcclintock | Wells Fargo Advisors wirehouse | Capsouth Wealth Management other | Other | Oct 6, 2004 | Oct 6, 2004 |
| Marshall Paul Bolden | Wells Fargo Advisors wirehouse | Capsouth Wealth Management other | Other | Oct 6, 2004 | Oct 6, 2004 |
Page 1 of 1
4 moves match.