DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Km Capital Management, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marmar Bazyar BinleyTd Ameritrade, Inc. no RAUMKm Capital Management, Ltd. independent RIAOtherJul 10, 2012Sep 30, 2024 (4465 d)
Joseph Andrew FesteFestecapital Advisors, Ltd. unclassifiedKm Capital Management, Ltd. otherOtherDec 31, 2004Nov 1, 2004
Herbert Gaylon BoydFestecapital Advisors, Ltd. unclassifiedKm Capital Management, Ltd. otherOtherDec 31, 2004Nov 1, 2004
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3 moves match.