DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trinity Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Marie Green | Thrivent Investment Management Inc. BD affiliated | Trinity Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 10, 2022 |
| Joshua Ryan Shaffer | Hamilton Capital independent RIA | Trinity Financial Advisors LLC independent RIA | RIA to RIA | Apr 3, 2019 | Apr 9, 2026 (2563 d) |
| Brando Lewis Reyna | Thor Wealth Management Inc other | Trinity Financial Advisors LLC other | Other | Sep 26, 2012 | Apr 13, 2015 (929 d) |
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3 moves match.