DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John William Onesti | Onesti Investment Advisors unclassified | The Mutual Fund Store other | Other | Oct 27, 2008 | Oct 27, 2008 |
| Ryan Jeffrey Walker | Aria Asset Management, LLC unclassified | The Mutual Fund Store other | Other | Jun 16, 2008 | Jun 12, 2008 |
| Michael Jonathan Hettinga | Td Ameritrade, Inc. no RAUM | The Mutual Fund Store other | Other | Nov 9, 2004 | Dec 8, 2004 |
Page 1 of 1
3 moves match.