DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at C & J Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Leonard Whitten | Securities America Advisors, Inc. BD affiliated | C & J Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 8, 2022 |
| Donald Eugene Nalls | Patriot Investment Management Group Inc other | C & J Wealth Advisors other | Other | Dec 4, 2012 | Dec 3, 2012 |
| Jeffrey Alan Loos | MML Investors Services, LLC other | C & J Wealth Advisors other | Other | May 6, 2010 | May 12, 2010 |
| Michael Thomas Simpson | Concourse Financial Group Advisors other | C & J Wealth Advisors other | Other | Aug 31, 2009 | Sep 15, 2009 |
| Jeffrey Mark King | Investment Planning Services, Inc. unclassified | C & J Wealth Advisors other | Other | Mar 31, 2005 | Feb 22, 2005 |
| John Mack Majors | MML Investors Services, LLC other | C & J Wealth Advisors other | Other | Dec 31, 2004 | Feb 4, 2005 (35 d) |
| Robert Scott Smith | International Management Associates, LLC unclassified | C & J Wealth Advisors other | Other | Aug 18, 2003 | Oct 8, 2010 (2608 d) |
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7 moves match.