DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Associated Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Christopher Farrell | Securities America Advisors, Inc. BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2022 | Feb 17, 2021 |
| Marcus Anthony Arneaud | Securities America Advisors, Inc. BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 29, 2021 | Mar 24, 2021 |
| Luana Mobley Corral | Investacorp Advisory Services Inc BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2020 | Jan 5, 2006 |
| Ronald Lawrence Myers | Investacorp Advisory Services Inc BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2020 | Aug 21, 2008 |
| Shawn A Wooden | Investacorp Advisory Services Inc BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2020 | Jan 23, 2020 |
| Travis Ruane | Investacorp Advisory Services Inc BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2020 | Jan 24, 2020 |
| Matthew Jay Dernis | Investacorp Advisory Services Inc BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 8, 2018 | Sep 13, 2012 |
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7 moves match.