DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pioneer Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicolle Lachelle Yates | Austin Wealth Management, LLC independent RIA | Pioneer Wealth Management Group independent RIA | RIA to RIA | Aug 3, 2026 | Sep 1, 2026 |
| Angella Izumi Welcome | Kestra Advisory Services, LLC BD affiliated | Pioneer Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2024 | Apr 17, 2024 (105 d) |
| Nicolle Lachelle Yates | Hamilton Financial Planning LLC state registered | Pioneer Wealth Management Group independent RIA | Other | Jan 2, 2020 | Nov 16, 2022 (1049 d) |
| Nicole Marie Renaux | Morgan Stanley wirehouse | Pioneer Wealth Management Group independent RIA | Wirehouse to independent RIA | Jan 18, 2019 | Jan 28, 2019 |
| Daphne Lenore Jordan | Austin Asset other | Pioneer Wealth Management Group independent RIA | Other | Oct 18, 2017 | Nov 15, 2017 |
| Milad Taghehchian | Ameriprise Financial Services, LLC national BD | Pioneer Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2004 | Feb 16, 2005 (103 d) |
Page 1 of 1
6 moves match.