DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trinity Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Howard Payne | Investors Capital Advisory other | Trinity Investment Management, LLC other | Other | Dec 9, 2015 | Dec 7, 2015 |
| Daniel Brendan Mulvey | Globalbridge other | Trinity Investment Management, LLC independent RIA | Other | Sep 12, 2012 | Jan 30, 2019 (2331 d) |
| Steven Wilder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Trinity Investment Management, LLC other | Other | Dec 22, 2008 | Feb 17, 2009 (57 d) |
| Daniel Brendan Mulvey | Asb Capital Management LLC other | Trinity Investment Management, LLC other | Other | Apr 22, 2008 | Mar 17, 2009 (329 d) |
| Samuel Joseph Saladino | Ameriprise Financial Services, LLC national BD | Trinity Investment Management, LLC other | Other | Feb 7, 2005 | Feb 11, 2005 |
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5 moves match.