DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••••• I••••••••• M••••••••• L••
Latest filing Jul 13, 2026
First filing on the tape Jan 11, 2012 · 68 filings
SEC status approved since Jan 5, 2007
RAUM
$126M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
23%
$28.7M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$63.1M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$126M as of Jul 13, 2026
Mar 28, 2012$44.5M then
HNW client RAUM$21.2M as of Jul 13, 2026
Mar 31, 2018$64.7M then
State-registered IARs (5.B.3)4 as of Jul 13, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Jul 13, 2026
Apr 1, 20135 then
Private funds1 as of Jul 13, 2026
Mar 28, 20241 then
RAUM -0.9% over the last fiscal year+0.5% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $63.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 77%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$97.5M77%
- High-net-worth individuals$21.2M17%
- Individuals$7.6M6.0%
- Corporations and businesses$25,2220.0%
- Individual clients
- 32reported
- HNW clients
- 11reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 96reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.23 fund_share=0.0 institutional_share=0.77 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• J••••• S•••••••Certified Financial Planner | F••• W••••, Tx | Feb 11, 2005 | 30 y | 1 |
| M•••••• F••••• | F••• W••••, Tx | Sep 14, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••••• B•••••• M••••• to A••••••• W••••• A•••••• S••••••••Feb 6, 2024 · Other
- T••••• H••••• P•••• to P••••••••• W••••• M••••••••• L••Jan 12, 2021 · Other
- S••••• W••••• to 1•• G••••• A••••••• I••Feb 27, 2012 · Other
- K•••••• C••••••••• A••••••• to P•• M•••••• A•••••• S••••••••• I•••Jul 20, 2011 · Other
- D••••• B•••••• M••••• to G•••••••••Jun 1, 2010 · Other
Joined, latest
- D••••• B•••••• M••••• from G•••••••••Jan 30, 2019 · Other
- T••••• H••••• P•••• from I•••••••• C•••••• A•••••••Dec 7, 2015 · Other
- D••••• B•••••• M••••• from A•• C•••••• M••••••••• L••Mar 17, 2009 · Other
- S••••• W••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 17, 2009 · Other
- S••••• J••••• S••••••• from A••••••••• F•••••••• S•••••••• L••Feb 11, 2005 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• F•• A••••••••• I••••• F•••• L• | Other Private Fund | $18.0M | 2 | Jul 24, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R•••• C••••••• J•••••• · Managing Managercontrolsince 01/2007 · owns 5% to 10%
- S•••••••• S•••••• J••••• · Managing Director, Managing Member And Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Z•••••••• W••••••• D••• · Managing Membercontrolsince 07/2009 · owns 5% to 10%
Entity owners
- S••••••• E••••••••• I••• · Ownerdirect · owns 75% or more
- C••••••• D•••••• O• F••• W•••• A••••••••• F••••••••• · Ownerindirect · owns 75% or more of S••••••• E••••••••• I•••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| F••• W••••, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 13, 2026institutional share of RAUM of 77% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 25.9 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 2 to 4Apr 24, 2026 to Jul 13, 2026
- Employees · 4 to 5Apr 24, 2026 to Jul 13, 2026
- State-registered IARs · 2 to 4Apr 24, 2026 to Jul 13, 2026
- Accounts · 92 to 96Sep 12, 2025 to Feb 20, 2026
- Charity clients · 5 to 6Sep 12, 2025 to Feb 20, 2026
- HNW clients · 14 to 11Sep 12, 2025 to Feb 20, 2026
- Individual clients · 30 to 32Sep 12, 2025 to Feb 20, 2026
- Discretionary RAUM · $127M to $107MSep 12, 2025 to Feb 20, 2026
- HNW RAUM · $19.6M to $21.2MSep 12, 2025 to Feb 20, 2026
- Individual RAUM · $5.2M to $7.6MSep 12, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $0 to $18.9MSep 12, 2025 to Feb 20, 2026
- RAUM · $127M to $126MSep 12, 2025 to Feb 20, 2026
- Wrap assets (manager) · 0.0 to unsetSep 12, 2025 to Feb 20, 2026
- Wrap assets (sponsor) · 0.0 to unsetSep 12, 2025 to Feb 20, 2026
- Advisory employees · 3 to 2Jun 18, 2025 to Sep 12, 2025
- Employees · 5 to 4Jun 18, 2025 to Sep 12, 2025
- State-registered IARs · 3 to 2Jun 18, 2025 to Sep 12, 2025
- Advisory employees · 4 to 3Apr 23, 2025 to Jun 18, 2025
- Employees · 6 to 5Apr 23, 2025 to Jun 18, 2025
- Financial planning clients · unset to Apr 23, 2025 to Jun 18, 2025
- State-registered IARs · 4 to 3Apr 23, 2025 to Jun 18, 2025
- Accounts · 82 to 92Nov 18, 2024 to Apr 23, 2025
- Advisory activities · 3 to 2Nov 18, 2024 to Apr 23, 2025
- Corporate clients · 0 to 1Nov 18, 2024 to Apr 23, 2025
- HNW clients · 11 to 14Nov 18, 2024 to Apr 23, 2025
- Individual clients · 21 to 30Nov 18, 2024 to Apr 23, 2025
- Insurance-licensed employees · 1 to 0Nov 18, 2024 to Apr 23, 2025
- Financial planning clients · 11-25 to unsetNov 18, 2024 to Apr 23, 2025
- Discretionary RAUM · $115M to $127MNov 18, 2024 to Apr 23, 2025
- HNW RAUM · $19.4M to $19.6MNov 18, 2024 to Apr 23, 2025
- Individual RAUM · $6.3M to $5.2MNov 18, 2024 to Apr 23, 2025
- RAUM · $115M to $127MNov 18, 2024 to Apr 23, 2025
- Advisory employees · 5 to 4May 6, 2024 to Nov 18, 2024
- Employees · 7 to 6May 6, 2024 to Nov 18, 2024
- State-registered IARs · 5 to 4May 6, 2024 to Nov 18, 2024
- Advisory employees · 6 to 5Apr 30, 2024 to May 6, 2024
- Employees · 8 to 7Apr 30, 2024 to May 6, 2024
- State-registered IARs · 6 to 5Apr 30, 2024 to May 6, 2024
- Advisory employees · 4 to 6Mar 28, 2024 to Apr 10, 2024
- Employees · 6 to 8Mar 28, 2024 to Apr 10, 2024
Signals
5 dated events
- Brendan Daniel Mulvey (Managing Director And Chief Compliance Officer) no longer on Schedule A of T•••••• I••••••••• M••••••••• L•• (listed 2023-09-28, absent 2024-03-01)Mar 1, 2024 · Control person left · inference
- D••••• B•••••• M••••• left T•••••• I••••••••• M••••••••• L•• for A••••••• W••••• A•••••• S•••••••• (registered 2024-02-15)Feb 6, 2024 · a•••••• firm change · fact
- Noriega Javier Creixell (Member) no longer on Schedule A of T•••••• I••••••••• M••••••••• L•• (listed 2021-07-06, absent 2021-08-05)Aug 5, 2021 · Control person left · inference
- Howard Thomas Payne (Managing Director) no longer on Schedule A of T•••••• I••••••••• M••••••••• L•• (listed 2021-01-12, absent 2021-02-04)Feb 4, 2021 · Control person left · inference
- Brendan Daniel Mulvey (Managing Director And Chief Compliance Officer) appeared on Schedule A of T•••••• I••••••••• M••••••••• L••Apr 1, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- T•••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 817-274-2700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/trinity-fiduciary-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- trinity-invest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-874-2700reportedpublic record, Form ADV, Jul 13, 2026
- Team page
- trinity-invest.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026