DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centric Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chan Hyun LimCetera Investment Advisers LLC BD affiliatedCentric Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2024Jun 20, 2024
Juan Carlos AvilaTidal Investments LLC asset managerCentric Wealth Management, LLC independent RIAOtherSep 6, 2023May 5, 2023
Ellis Temistocles RutiliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentric Wealth Management, LLC independent RIAWirehouse to independent RIAJun 18, 2018Nov 18, 2024 (2345 d)
Virgil John RutiliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentric Wealth Management, LLC mixed wealthWirehouse to independent RIAMar 13, 2018Mar 15, 2018
Kelli Darner WangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentric Wealth Management, LLC mixed wealthWirehouse to independent RIAMar 13, 2018Mar 23, 2018
Catalina UlloaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentric Wealth Management, LLC mixed wealthWirehouse to independent RIAMar 13, 2018Mar 23, 2018
Randal Lawrence GoldenMesirow Financial, Inc. unclassifiedCentric Wealth Management, LLC otherOtherFeb 7, 2005Feb 9, 2005
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7 moves match.