DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Centric Wealth Management, LLC
Latest filing Jul 7, 2026
First filing on the tape Jan 18, 2012 · 47 filings
SEC status approved since Feb 7, 2005
RAUM
$793M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$757M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$99.1M
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$793M as of Jul 7, 2026
Mar 20, 2012$108M then
HNW client RAUM$555M as of Jul 7, 2026
Mar 9, 2018$902,282 then
State-registered IARs (5.B.3)1 as of Jul 7, 2026
Feb 1, 20131 then
Employees (5.A)15 as of Jul 7, 2026
Feb 1, 20132 then
Private funds: no history
RAUM +9.3% over the last fiscal year+21% a year over threeIARs 10 to 1
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $99.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $498,653derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -90%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $75.5M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$555M70%
- Individuals$201M25%
- Corporations and businesses$30.3M3.8%
- Charitable organizations$3.2M0.4%
- Pension and profit-sharing plans$2.9M0.4%
- Individual clients
- 442reported
- HNW clients
- 126reported
- Pension plan clients
- 7reported
- Charitable clients
- 2reported
- Accounts
- 1,590reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $75.5M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stacie J'Ann Zapfel | Chicago, Il | Jul 28, 2016 | 21 y | 0 |
| Garett Joseph Nesbitt | Bannockburn, Il | Mar 5, 2018 | 11 y | 0 |
| Virgil John RutiliCertified Financial Planner | Chicago, Il | Mar 15, 2018 | 27 y | 1 |
| Catalina Ulloa | Chicago, Il | Mar 23, 2018 | 11 y | 1 |
| Kelli Darner Wang | Chicago, Il | Mar 23, 2018 | 21 y | 1 |
| Juan Carlos Avila | Chicago, Il | May 5, 2023 | 36 y | 3 |
| Gavin Patrick Doyle | Chicago, Il | Aug 31, 2023 | 11 y | 0 |
| Ellis Temistocles Rutili | Chicago, Il | Nov 18, 2024 | 13 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Chan Hyun Lim to SavvyMar 25, 2026 · RIA to RIA
- Randal Lawrence Golden to Vivaldi Capital Management LPMay 9, 2012 · Other
Joined, latest
- Ellis Temistocles Rutili from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 18, 2024 · Wirehouse to independent RIA
- Chan Hyun Lim from Cetera Investment Advisers LLCJun 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- Juan Carlos Avila from Tidal Investments LLCMay 5, 2023 · Other
- Kelli Darner Wang from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 23, 2018 · Wirehouse to independent RIA
- Catalina Ulloa from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 23, 2018 · Wirehouse to independent RIA
- Virgil John Rutili from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 15, 2018 · Wirehouse to independent RIA
- Randal Lawrence Golden from Mesirow Financial, Inc.Feb 9, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 13, 2018 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Virgil Rutili · Membercontrolsince 03/2018 · owns 50% to 75%
- J'Ann Stacie Zapfel · Chief Compliance Officersince 01/2012 · owns less than 5%
Entity owners
- Fgmk Advisory, LLC · Memberdirect · owns 50% to 75%
- Fgmk Business Holdings, LLC · Memberindirect · owns 75% or more of Fgmk Advisory, LLC
- Fgmk Investments, LLC · Memberindirect · owns F of Fgmk Advisory, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 8 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Oakbrook Terrace, IL2 employees
- Bannockburn, IL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 13, 2026accounts (Item 5.F.2.f) moved from 573.0 to 1,590.0 (+177.0%) between the annual amendments of 2025-03-21 and 2026-04-13; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 98% percentile
- advisor count dropChange between filings · filing Apr 13, 2026advisory representatives (Item 5.B.3) moved from 10.0 to 1.0 (-90.0%) between the annual amendments of 2025-03-21 and 2026-04-13; the peer median change was 0.0% (795 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 0.1% percentile
What changed
consecutive filings, newest first
- Accounts · 573 to 1,590Jan 6, 2026 to Feb 25, 2026
- Advisory employees · 10 to 8Jan 6, 2026 to Feb 25, 2026
- Advisory activities · 2 to 3Jan 6, 2026 to Feb 25, 2026
- Charity clients · 0 to 2Jan 6, 2026 to Feb 25, 2026
- HNW clients · 123 to 126Jan 6, 2026 to Feb 25, 2026
- Individual clients · 423 to 442Jan 6, 2026 to Feb 25, 2026
- Pension plan clients · 8 to 7Jan 6, 2026 to Feb 25, 2026
- Assets in custody · $461M to $75.5MJan 6, 2026 to Feb 25, 2026
- Employees · 13 to 15Jan 6, 2026 to Feb 25, 2026
- Insurance-licensed employees · 0 to 1Jan 6, 2026 to Feb 25, 2026
- Financial planning clients · 11-25 to 1-10Jan 6, 2026 to Feb 25, 2026
- State-registered IARs · 10 to 1Jan 6, 2026 to Feb 25, 2026
- Discretionary RAUM · $724M to $793MJan 6, 2026 to Feb 25, 2026
- HNW RAUM · $521M to $555MJan 6, 2026 to Feb 25, 2026
- Individual RAUM · $166M to $201MJan 6, 2026 to Feb 25, 2026
- Non-discretionary RAUM · $1.3M to $0Jan 6, 2026 to Feb 25, 2026
- Pension RAUM · $4.2M to $2.9MJan 6, 2026 to Feb 25, 2026
- RAUM · $726M to $793MJan 6, 2026 to Feb 25, 2026
- Related adviser · false to trueJan 6, 2026 to Feb 25, 2026
- Related broker-dealer · false to trueJan 6, 2026 to Feb 25, 2026
- Related insurance company · false to trueJan 6, 2026 to Feb 25, 2026
- Accounts · 1,428 to 573Oct 9, 2024 to Mar 21, 2025
- Advisory employees · 8 to 10Oct 9, 2024 to Mar 21, 2025
- Corporate clients · 3 to 6Oct 9, 2024 to Mar 21, 2025
- HNW clients · 65 to 123Oct 9, 2024 to Mar 21, 2025
- Individual clients · 443 to 423Oct 9, 2024 to Mar 21, 2025
- Pension plan clients · 10 to 8Oct 9, 2024 to Mar 21, 2025
- Assets in custody · $238M to $461MOct 9, 2024 to Mar 21, 2025
- Employees · 11 to 13Oct 9, 2024 to Mar 21, 2025
- Financial planning clients · 11-25 to 11-25Oct 9, 2024 to Mar 21, 2025
- State-registered IARs · 8 to 10Oct 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $648M to $724MOct 9, 2024 to Mar 21, 2025
- HNW RAUM · $307M to $521MOct 9, 2024 to Mar 21, 2025
- Individual RAUM · $317M to $166MOct 9, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $10.8M to $1.3MOct 9, 2024 to Mar 21, 2025
- Pension RAUM · $4.5M to $4.2MOct 9, 2024 to Mar 21, 2025
- RAUM · $659M to $726MOct 9, 2024 to Mar 21, 2025
- Accounts · 1,199 to 1,428Jan 9, 2024 to Mar 15, 2024
- Advisory employees · 3 to 8Jan 9, 2024 to Mar 15, 2024
- Corporate clients · 2 to 3Jan 9, 2024 to Mar 15, 2024
Signals
4 dated events
- Centric Wealth Management, Llc reported RAUM $659.2M, up 47% from $448.5M (2024-01-09 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Centric Wealth Management, Llc reported RAUM $529.4M, up 30% from $406.3M (2021-04-16 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Centric Wealth Management, Llc reported RAUM $514.6M, down 26% from $695.3M (2019-03-14 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Centric Wealth Management, Llc reported RAUM $695.3M, up 292% from $177.3M (2018-04-03 to 2019-03-14)Mar 14, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/centric-wealth-management-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- faroadvisory.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-429-6100reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026