DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Edward Davis | Soundview Advisors other | Retirement Strategies, Inc. other | Other | Sep 15, 2015 | Jul 20, 2017 (674 d) |
| Patricia Garlan Lawrence | Collins Capital Management, Inc. other | Retirement Strategies, Inc. other | Other | May 7, 2014 | Dec 20, 2013 |
| Thomas James Haggerty | Five Factor Capital Advisors state registered | Retirement Strategies, Inc. other | Other | Nov 1, 2013 | Feb 5, 2015 (461 d) |
| Jesse Andrew-Tye Crews | Raymond James Financial Services Advisors, Inc other | Retirement Strategies, Inc. other | Other | Jan 12, 2012 | Feb 1, 2012 |
| Tiffany Mills Beard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Retirement Strategies, Inc. other | Other | May 22, 2009 | Jan 27, 2012 (980 d) |
| James William Carr | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Retirement Strategies, Inc. other | Other | Apr 1, 2005 | Jul 18, 2006 (473 d) |
| William Sheldon Hart | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Retirement Strategies, Inc. other | Other | Apr 1, 2005 | Jul 18, 2006 (473 d) |
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7 moves match.