DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Db Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Lewis | Scottrade Investment Management BD affiliated | Db Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2018 | Feb 6, 2018 |
| William Ted Bryan | LPL Financial LLC other | Db Advisors state registered | Other | Mar 21, 2016 | Mar 15, 2016 |
| John Peter Dittrich | Edward Jones national BD | Db Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2012 | May 16, 2013 (450 d) |
| Terry Lynn Blair | Waddell & Reed other | Db Advisors state registered | Other | Jul 7, 2009 | Jun 30, 2009 |
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4 moves match.