DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Redrock Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Seth Crawley | Hightower Advisors, LLC BD affiliated | Redrock Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Mar 16, 2020 (76 d) |
| Audry J Batiste | Precise Wealth Management unclassified | Redrock Wealth Management, LLC independent RIA | Other | Dec 31, 2017 | Feb 6, 2018 (37 d) |
| Gregory David Phelps | Choreo, LLC other | Redrock Wealth Management, LLC other | Other | Apr 15, 2005 | Apr 21, 2005 |
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3 moves match.