DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Griffin Black, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Soumyalakshmi Parasuraman | J.P. Morgan Securities LLC wirehouse | Griffin Black, LLC independent RIA | Wirehouse to independent RIA | Aug 12, 2025 | Sep 5, 2025 |
| Henry Steven Reed | Silicon Valley Capital Partners, L.P. independent RIA | Griffin Black, LLC independent RIA | RIA to RIA | May 24, 2024 | Aug 23, 2024 (91 d) |
| Shannon Nicole Stone | Dhr Investment Counsel Ltd independent RIA | Griffin Black, LLC independent RIA | RIA to RIA | Feb 16, 2022 | Mar 30, 2022 (42 d) |
| Terrence Francesco Palazzolo | Invest By Doing, LLC unclassified | Griffin Black, LLC independent RIA | Other | Nov 8, 2019 | Jun 26, 2020 (231 d) |
| Alina Sohng | Wilson Bennett Capital Management Inc other | Griffin Black, LLC independent RIA | Other | Jan 4, 2013 | Apr 24, 2018 (1936 d) |
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5 moves match.