DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Architects, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lillian Grace Swenson | Corient independent RIA | Wealth Architects, LLC independent RIA | RIA to RIA | Mar 18, 2025 | Apr 24, 2025 (37 d) |
| Charles Duc Huy Tran | Allworth Financial, L.P. BD affiliated | Wealth Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 28, 2024 |
| Christopher John Missirlian | Parkworth Wealth Management, Inc. independent RIA | Wealth Architects, LLC independent RIA | RIA to RIA | Aug 8, 2022 | Jan 1, 2025 (877 d) |
| Leigh M Shimamoto | Vernal Point Advisors, LLC independent RIA | Wealth Architects, LLC independent RIA | RIA to RIA | Dec 7, 2020 | Mar 20, 2020 |
| Jacqueline Lares | Charles Schwab & Co., Inc. national BD | Wealth Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2019 | Jan 1, 2026 (2256 d) |
| Sabrina Rosh | Brighton Jones LLC independent RIA | Wealth Architects, LLC independent RIA | RIA to RIA | Apr 11, 2019 | Jan 22, 2019 |
| Adam Guadalupe Salas | Yellowbrickroad Financial Advisors, LLC other | Wealth Architects, LLC other | Other | Dec 19, 2017 | Dec 8, 2017 |
| Ethan Pepper | Wade Financial Advisory, Inc. independent RIA | Wealth Architects, LLC other | Other | Nov 4, 2015 | Nov 17, 2015 |
| Clarice M Nolet | Opes Advisors, Inc. other | Wealth Architects, LLC other | Other | Jan 16, 2014 | Feb 18, 2014 (33 d) |
| Tyler Justin Scott | Sand Hill Global Advisors, LLC other | Wealth Architects, LLC other | Other | May 17, 2012 | Nov 19, 2012 (186 d) |
| Mark Richard Gordon | Charles Schwab & Co., Inc. national BD | Wealth Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2009 | Dec 15, 2025 (6002 d) |
| Mark Thomas Johnsen | Citigroup Global Markets Inc. other | Wealth Architects, LLC other | Other | Jul 7, 2005 | Jun 24, 2005 |
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12 moves match.