DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rg Advisor Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly G Richards | Raymond James & Associates, Inc. national BD | Rg Advisor Group other | Other | Apr 27, 2015 | Apr 17, 2015 |
| Stephanie Matthews Mitzel | Pnc Managed Account Solutions, Inc. other | Rg Advisor Group other | Other | Jul 27, 2012 | Oct 10, 2012 (75 d) |
| William Albert Wilkes | Ameriprise Advisor Services, Inc. unclassified | Rg Advisor Group other | Other | Jul 6, 2006 | Jul 19, 2006 |
| Brett Weiler Fallon | Integrated Wealth Management, LLC other | Rg Advisor Group other | Other | Jul 2, 2004 | Mar 16, 2006 (622 d) |
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4 moves match.