DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Longview Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Spencer Jones GarrettCanal Capital Management, LLC independent RIALongview Wealth Management independent RIARIA to RIAJan 6, 2023Feb 13, 2023 (38 d)
Sarah Elizabeth ClaytonCambridge Investment Research Advisors, Inc. BD affiliatedLongview Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2020Feb 3, 2022 (703 d)
Nathan Kruzan WilinskiMML Investors Services, LLC BD affiliatedLongview Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2019Mar 6, 2019
John Henry HayesCetera Investment Advisers LLC BD affiliatedLongview Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2018Aug 6, 2018
Jonathon Richard McadowAmeriprise Financial Services, LLC national BDLongview Wealth Management otherOtherApr 24, 2017Jun 6, 2017 (43 d)
Alexander R BastronCambridge Investment Research Advisors, Inc. otherLongview Wealth Management otherOtherApr 27, 2016Jan 8, 2016
Samuel David WishneffPnc Wealth Management otherLongview Wealth Management otherOtherMar 26, 2015Oct 19, 2015 (207 d)
Ralph Joseph LancasterLPL Financial LLC otherLongview Wealth Management otherOtherFeb 10, 2015Feb 10, 2015
Steven Brian GirardCambridge Investment Research Advisors, Inc. otherLongview Wealth Management otherOtherFeb 5, 2013Jan 3, 2018 (1793 d)
Douglas James StefaniniSecurities America Advisors, Inc. otherLongview Wealth Management otherOtherMar 2, 2011Mar 1, 2011
Michael Ross LipseyCreative Financial Group Ltd unclassifiedLongview Wealth Management otherOtherJul 3, 2008Jul 2, 2008
Kris Calvert DwyerFinancial Network Corp unclassifiedLongview Wealth Management otherOtherOct 7, 2005Oct 7, 2005
Larry Quinton FisherFinancial Network Corp unclassifiedLongview Wealth Management otherOtherOct 7, 2005Oct 7, 2005
Joel SmithFinancial Network Corp unclassifiedLongview Wealth Management otherOtherOct 7, 2005Oct 7, 2005
Michael Britt MckayFinancial Network Corp unclassifiedLongview Wealth Management otherOtherOct 7, 2005Oct 7, 2005
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15 moves match.