DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at North Berkeley Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cagatay Koc | Strategic Wealth Planning independent RIA | North Berkeley Wealth Management, LLC independent RIA | RIA to RIA | Jun 6, 2025 | Jan 20, 2026 (228 d) |
| Krystal D Fortner | Brighton Jones LLC independent RIA | North Berkeley Wealth Management, LLC independent RIA | RIA to RIA | Jul 19, 2021 | Aug 4, 2021 |
| Sarah Green | Transformative Wealth Management LLC unclassified | North Berkeley Wealth Management, LLC independent RIA | Other | Oct 17, 2019 | Jun 14, 2019 |
| Katherine Campbell King | Protected Investors Of America other | North Berkeley Wealth Management, LLC other | Other | Sep 28, 2012 | Sep 29, 2005 |
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4 moves match.