DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pya Waltman Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Payton N Vestrand | J.P. Morgan Securities LLC wirehouse | Pya Waltman Capital, LLC mixed wealth | Wirehouse to independent RIA | Jul 26, 2023 | Aug 23, 2023 |
| Jack William Waltman | Cambridge Investment Research Advisors, Inc. other | Pya Waltman Capital, LLC other | Other | Dec 20, 2005 | Nov 29, 2007 (709 d) |
| Eric E Foster | Cambridge Investment Research Advisors, Inc. other | Pya Waltman Capital, LLC other | Other | Dec 16, 2005 | Nov 29, 2007 (713 d) |
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3 moves match.