DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kings Point Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andres Fernandez-Salvador | Charles Schwab & Co., Inc. national BD | Kings Point Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2019 | Jul 9, 2019 |
| John A Marshall | Strategic Advisers LLC national BD | Kings Point Capital Management LLC other | Other | Jul 7, 2009 | Sep 27, 2010 (447 d) |
| Jason Douglas Beaird | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kings Point Capital Management LLC other | Other | Mar 21, 2005 | Aug 26, 2014 (3445 d) |
Page 1 of 1
3 moves match.