DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mitchell, Mcleod, Pugh & Williams, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Frank Barnett | Morgan Stanley wirehouse | Mitchell, Mcleod, Pugh & Williams, Inc. independent RIA | Wirehouse to independent RIA | Jun 29, 2022 | Jul 6, 2022 |
| Gray Acker Ingle | Newport Group Consulting, LLC other | Mitchell, Mcleod, Pugh & Williams, Inc. independent RIA | Other | Apr 5, 2017 | Nov 11, 2024 (2777 d) |
| Richard Mitchell | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 18, 2007 (337 d) |
| Douglas Reed Mcleod | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 24, 2007 (343 d) |
| Kyle Clarke Pugh | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 19, 2007 (338 d) |
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5 moves match.