DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tradewinds Global Investors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Patrick Driscoll | Nuveen Asset Management, LLC other | Tradewinds Global Investors, LLC other | Other | Jan 29, 2016 | Jan 29, 2016 |
| Kenneth Louis Riffle | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| Reed David Walters | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| William Lewis Gurner | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| Andrew Michael Citron | Midwest Capital Advisors, LLC other | Tradewinds Global Investors, LLC other | Other | Jul 21, 2011 | Feb 9, 2011 |
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5 moves match.