DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advocates Wealth Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Callen James Campbell | Sanctuary Advisors, LLC BD affiliated | Advocates Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2025 | Apr 18, 2025 (67 d) |
| Steven Charles Bates | Stegent Equity Advisors Inc. independent RIA | Advocates Wealth Planning independent RIA | RIA to RIA | Jun 20, 2023 | Jul 14, 2023 |
| Adam Glenn Frinsco | Sequent Asset Management, LLC other | Advocates Wealth Planning other | Other | Nov 12, 2013 | Oct 11, 2013 |
| Coleman Edward Campbell | Msi Financial Services, Inc. other | Advocates Wealth Planning other | Other | May 21, 2012 | May 18, 2012 |
| Paul Edwin Palmer | Transamerica Financial Advisors, LLC other | Advocates Wealth Planning other | Other | Jun 12, 2006 | Jan 4, 2007 (206 d) |
| Kurt Louis Box | Transamerica Financial Advisors, LLC other | Advocates Wealth Planning other | Other | Dec 31, 2005 | Feb 2, 2006 (33 d) |
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6 moves match.