DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Round Table Investment Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Roland Dutzmann | Dimensional Fund Advisors LP asset manager | Round Table Investment Strategies, LLC state registered | Other | Jan 28, 2021 | Feb 5, 2021 |
| James Alan Hershberger | UBS Financial Services Inc. wirehouse | Round Table Investment Strategies, LLC state registered | Wirehouse to a state-registered adviser | Aug 19, 2015 | Nov 13, 2015 (86 d) |
| James Philip Ahlschwede | Cherry Creek Financial Advisors, Inc. state registered | Round Table Investment Strategies, LLC state registered | Other | Mar 12, 2004 | Mar 14, 2006 (732 d) |
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3 moves match.