DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Asset Strategies Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hoon Kang | Summit Asset Strategies Investment Advisors, Inc. unclassified | Summit Asset Strategies Wealth Management, LLC other | Other | Sep 16, 2013 | Mar 9, 2012 |
| Thomas Erwin Keeney | Ameriprise Financial Services, LLC national BD | Summit Asset Strategies Wealth Management, LLC other | Other | Mar 3, 2011 | Feb 10, 2011 |
| Adam Quentin Zimmerman | Advisory Resource Group, LLC unclassified | Summit Asset Strategies Wealth Management, LLC other | Other | Jun 3, 2010 | Jun 8, 2010 |
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3 moves match.