DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clearwater Capital Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Joseph Rochford | Alliancebernstein L.P. asset manager | Clearwater Capital Partners independent RIA | Other | Jul 1, 2025 | Jan 16, 2026 (199 d) |
| Kathleen Marie Oconnor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clearwater Capital Partners independent RIA | Wirehouse to independent RIA | Oct 10, 2023 | Oct 10, 2023 |
| Joshua Marc Beachler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clearwater Capital Partners independent RIA | Wirehouse to independent RIA | Sep 3, 2019 | Aug 22, 2019 |
| Melissa Jean Dailey | American Century Advisory Services, Inc. no RAUM | Clearwater Capital Partners independent RIA | Other | Jun 25, 2012 | Oct 9, 2021 (3393 d) |
| John Edward Chapman | LPL Financial LLC other | Clearwater Capital Partners other | Other | Nov 23, 2009 | Jun 1, 2006 |
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5 moves match.