DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthvalues, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Lewis Goodfriend | Edward Jones national BD | Wealthvalues, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Sep 11, 2023 (893 d) |
| Sarah Marie Slattery | 1st Global Advisors Inc other | Wealthvalues, LLC other | Other | Feb 26, 2011 | Aug 10, 2012 (531 d) |
| Kanaka Esther Szabo-Cummings | Allied Consulting Group unclassified | Wealthvalues, LLC other | Other | Jul 27, 2006 | Apr 20, 2006 |
| Karen Rae Goodfriend | Allied Consulting Group unclassified | Wealthvalues, LLC other | Other | Jul 27, 2006 | Apr 20, 2006 |
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4 moves match.