DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duell Financial Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Marie Fields | Thrivent Investment Management Inc. BD affiliated | Duell Financial Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2023 | Mar 4, 2024 (77 d) |
| Samuel Fletcher Duell | Weber Wealth Management, LLC unclassified | Duell Financial Strategies state registered | Other | Jul 6, 2011 | Nov 13, 2025 (5244 d) |
| Samuel Fletcher Duell | Kcd Financial, Inc. other | Duell Financial Strategies state registered | Other | Jan 3, 2005 | May 17, 2006 (499 d) |
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3 moves match.