DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Davie Kaplan Wealth Care Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deanna Jean Gutta | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Aug 22, 2025 |
| Glenna Joy Durwin | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Nov 29, 2022 |
| Nicholas Michael Piehler | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Feb 7, 2024 |
| Sheila Marie Monachino | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Feb 7, 2024 |
| Sam Peter John Irvine | Morgan Stanley wirehouse | Davie Kaplan Wealth Care Advisors, LLC state registered | Wirehouse to a state-registered adviser | Nov 17, 2014 | Jun 21, 2021 (2408 d) |
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5 moves match.