DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sovereign Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tara Johnson | Strategic Wealth Management Inc other | Sovereign Wealth Advisors, Inc. other | Other | Feb 7, 2018 | Nov 21, 2006 |
| Charles Hanson Womack | Piedra Capital Ltd unclassified | Sovereign Wealth Advisors, Inc. other | Other | Mar 25, 2009 | May 27, 2008 |
| John Paul Ulrich | Strategic Wealth Management Inc other | Sovereign Wealth Advisors, Inc. other | Other | Dec 4, 2006 | Nov 28, 2006 |
| Scott Allen Sheffield | Strategic Wealth Management Inc other | Sovereign Wealth Advisors, Inc. other | Other | Dec 4, 2006 | Nov 21, 2006 |
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4 moves match.