DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sterling Investment Advisors Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Edward Flatley | Ifg Russell Advisors Inc other | Sterling Investment Advisors Ltd. other | Other | Oct 10, 2017 | May 31, 2006 |
| Jude Ryan Mcdonough | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sterling Investment Advisors Ltd. other | Other | Sep 15, 2008 | Dec 22, 2009 (463 d) |
| Robert Carl Orbin | Preswick Capital Management, LLC unclassified | Sterling Investment Advisors Ltd. other | Other | Feb 13, 2007 | Feb 29, 2008 (381 d) |
| Matthew Paul Croley | Preswick Capital Management, LLC unclassified | Sterling Investment Advisors Ltd. other | Other | Feb 13, 2007 | Feb 29, 2008 (381 d) |
| James Gerard Hageney | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
| Sean Michael Flatley | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
| Eugene Richard Weber | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
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7 moves match.